PRIVACY AND DISCLOSURES

 

Park and Elm Investment Advisers, LLC, dba ClearPoint Financial Partners, is a Registered Investment Advisor offering Investment Advisory Services. We are registered with the Indiana Secretary of State Securities Division and additional information about us can be found on our ADV at http://www.adviserinfo.sec.gov/ .  The information on this website has not been approved, verified, or otherwise endorsed by the SEC or by any state securities authority.

The website is for informational purposes only.  It is not to be construed as tax, legal, or investment advice.

The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.

Park and Elm Investment Advisers, LLC is a registered investment adviser in the States of Washington, Ohio, Illinois and Indiana. The Adviser may not transact business in states where it is not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transaction in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption

NOTICE OF PRIVACY STATEMENT FOR PARK + ELM ADVISERS

Park and Elm Investment Advisers is committed to maintaining the confidentiality and security of nonpublic personal information gathered from current and prospective clients. A recently enacted federal statute requires us as a “financial institution” to take affirmative steps to explain to you what our specific policy is with regard to the usage of information about you which you may have provided to us or with regard to other information about you that we may have collected.

CATEGORIES OF INFORMATION WE COLLECT

We at Park and Elm Investment Advisers collect nonpublic personal information about you from the following sources:

  • Information we receive from you on applications or other forms such as your name, your address, your social security number, your asset level and/or your income level.

  • Information about your transactions with us, our affiliates or others.

CATEGORIES OF INFORMATION WE DISCLOSE

We at Park and Elm Investment Advisers may disclose the following kinds of nonpublic personal information about you:

  • Information we receive from you on applications or other forms such as your name, your address, your social security number, your asset level and/or your income level.

  • Information about your transactions with us, our affiliates or others.

CATEGORIES OF PARTIES TO WHOM WE DISCLOSE

We may disclose nonpublic personal information about you to the following types of third parties:

  • Financial services providers, such as other investment advisers, outside custodians, broker/dealers, life insurance agents, banks, etc.

YOUR RIGHT TO OPT OUT

If you prefer that we not disclose nonpublic information about you to non-affiliated third parties, you may opt out of those disclosures, that is, you may direct us not to make those disclosures other than those disclosures permitted by law.  If you wish to opt out of disclosures to non-affiliated third parties, you may call our firm at 855-ParkElm or you may contact us by email at kward@park-elm.com.

 

CONFIDENTIALITY AND SECURITY

We at Park and Elm Investment Advisers restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you.  We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information.